QUILTER FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
05506637
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher David Jagger

    IRN CDJ00002

    • CF30 Customer (1 Nov 2007 to 30 Sep 2011)
    • CF22 Investment Adviser (Trainee) (3 Jul 2007 to 31 Oct 2007)
  • Christopher David Johnson

    IRN CDJ01045

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 15 Feb 2022)
    • CF30 Customer (since 28 Jan 2022)
  • Christopher David Pattemore

    IRN CDP00009

    • CF1 Director (AR) (27 Aug 2008 to 29 Aug 2012)
    • CF30 Customer (27 Aug 2008 to 29 Aug 2012)
  • Christopher Deeming

    IRN TCD01020

    • Appointed representative dealing with clients for which they require qualification (21 Oct 2021 to 12 May 2022)
    • [FCA CF] Functions requiring qualifications (17 Apr 2021 to 12 May 2022)
  • Christopher Dennis Brooker

    IRN CDB01175

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Aug 2021)
    • CF30 Customer (12 May 2017 to 6 Aug 2021)
  • Christopher Desmond Nye

    IRN CDN01009

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Nov 2024)
    • CF30 Customer (18 Sep 2013 to 28 Nov 2024)
  • Christopher Eames

    IRN CME01049

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Oct 2023)
    • CF30 Customer (28 May 2019 to 12 Oct 2023)
  • Christopher Edward Dean

    IRN CXD00266

    • [FCA CF] Functions requiring qualifications (14 Jul 2021 to 1 Aug 2022)
  • Christopher Evans

    IRN CXE01205

    • CF30 Customer (24 May 2013 to 11 Jul 2020)
  • Christopher Flower

    IRN CXF01301

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 12 May 2018)
    • CF30 Customer (8 Mar 2010 to 27 Jun 2014)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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