Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Castra Financial limited
FRN 845715
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- SMF3 Executive Director (since 10 Jul 2024)
- [FCA CF] Functions requiring qualifications (since 27 Jul 2020)
- [FCA CF] Client dealing (since 27 Jul 2020)
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- [FCA CF] Client dealing (1 Jun 2021 to 10 Dec 2021)
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- CF30 Customer (6 Mar 2020 to 14 Jul 2020)
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- Employed By (6 Mar 2020 to 14 Jul 2020)
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- CF30 Customer (27 Aug 2015 to 25 Sep 2015)
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- CF30 Customer (24 May 2013 to 11 Jul 2020)
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- (550)Employed By (24 May 2013 to 14 Jul 2020)
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- CF30 Customer (28 May 2010 to 29 Jul 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.