Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 12 May 2018)
    • CF30 Customer (8 Mar 2010 to 27 Jun 2014)
    • (378)Employed By (since 12 May 2018)
    • (486)Employed By (8 Mar 2010 to 27 Jun 2014)
  • OPUS Independent Financial Planning Limited (no longer approved here)

    FRN 529492

    • CF30 Customer (3 Aug 2015 to 21 Feb 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.