Christopher Dennis Brooker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 25 Apr 2022)
    • CF30 Customer (since 8 Apr 2022)
  • Christopher Brooker

    FRN 961083

    • Employed By (since 8 Apr 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Aug 2021)
    • CF30 Customer (12 May 2017 to 6 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.