Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 15 Feb 2022)
    • CF30 Customer (since 28 Jan 2022)
    • (351)Employed By (since 28 Jan 2022)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • [FCA CF] Client dealing (14 Apr 2020 to 26 Nov 2021)
    • [FCA CF] Functions requiring qualifications (14 Apr 2020 to 26 Nov 2021)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (10 Mar 2015 to 7 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

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