Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 15 Feb 2022)
- CF30 Customer (since 28 Jan 2022)
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Quilter Financial Advisers Ltd
FRN 452529
- (351)Employed By (since 28 Jan 2022)
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- [FCA CF] Client dealing (14 Apr 2020 to 26 Nov 2021)
- [FCA CF] Functions requiring qualifications (14 Apr 2020 to 26 Nov 2021)
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- CF30 Customer (10 Mar 2015 to 7 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.