Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FINLI (FA92) LIMITED
FRN 195522
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 7 Dec 2023)
- [FCA CF] Client dealing (since 7 Dec 2023)
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- Employed By (15 Feb 2023 to 25 Jun 2025)
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- Appointed representative dealing with clients for which they require qualification (21 Oct 2021 to 12 May 2022)
- [FCA CF] Functions requiring qualifications (17 Apr 2021 to 12 May 2022)
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- Appointed representative dealing with clients for which they require qualification (16 Apr 2021 to 17 Apr 2021)
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- [FCA CF] Functions requiring qualifications (8 Jun 2020 to 7 Apr 2021)
- [FCA CF] Client dealing (8 Jun 2020 to 7 Apr 2021)
- CF30 Customer (13 Jun 2019 to 8 Dec 2019)
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- CF30 Customer (28 May 2010 to 11 Jun 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.