Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2023)
    • [FCA CF] Client dealing (since 7 Dec 2023)
  • Beaufort Financial Planning (West Midlands) Limited (no longer approved here)

    FRN 211882

    • Employed By (15 Feb 2023 to 25 Jun 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (21 Oct 2021 to 12 May 2022)
    • [FCA CF] Functions requiring qualifications (17 Apr 2021 to 12 May 2022)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (16 Apr 2021 to 17 Apr 2021)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (8 Jun 2020 to 7 Apr 2021)
    • [FCA CF] Client dealing (8 Jun 2020 to 7 Apr 2021)
    • CF30 Customer (13 Jun 2019 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (28 May 2010 to 11 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.