Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Dennis Loraine

    IRN ADL00017

    • CF30 Customer (1 Nov 2007 to 18 Dec 2009)
    • CF21 Investment Adviser (4 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Apr 2007 to 4 Sep 2007)
  • Andrew Douglas Neill

    IRN AXG00504

    • Appointed representative dealing with clients for which they require qualification (10 Feb 2022 to 30 Dec 2022)
    • CF30 Customer (3 Feb 2022 to 30 Dec 2022)
  • Andrew Doyle

    IRN ACD00009

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 14 Aug 2023)
  • Andrew Dutton

    IRN ACD00011

    • CF22 Investment Adviser (Trainee) (24 Jul 2003 to 16 Dec 2004)
  • Andrew Edward Dargan

    IRN AXD00103

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (28 Feb 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Nov 2004 to 28 Feb 2005)
  • Andrew Fish

    IRN AXF00030

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (25 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 May 2004 to 25 Nov 2004)
  • Andrew Gane

    IRN AXG00079

    • CF30 Customer (1 Nov 2007 to 19 Sep 2011)
    • CF21 Investment Adviser (11 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Jun 2004 to 11 Nov 2004)
  • Andrew Gardner

    IRN AXG00101

    • CF21 Investment Adviser (17 Oct 2005 to 9 Jul 2007)
    • CF22 Investment Adviser (Trainee) (29 Jun 2005 to 17 Oct 2005)
  • Andrew George Milnes

    IRN AGM00041

    • CF30 Customer (1 Nov 2007 to 20 Nov 2009)
    • CF21 Investment Adviser (9 Jan 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Oct 2003 to 9 Jan 2004)
  • Andrew Gibbs

    IRN AXG00133

    • CF30 Customer (1 Nov 2007 to 14 Apr 2011)
    • CF22 Investment Adviser (Trainee) (10 May 2004 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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