Andrew Gane

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 May 2025)
    • [FCA CF] Client dealing (since 7 May 2025)
  • Pennymatters Limited (no longer approved here)

    FRN 530681

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 May 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 May 2025)
    • CF30 Customer (14 Jan 2011 to 14 Feb 2011)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 19 Sep 2011)
    • CF21 Investment Adviser (11 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Jun 2004 to 11 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.