Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Appointed representative dealing with clients for which they require qualification (15 Dec 2020 to 14 Sep 2021)
-
- CF30 Customer (14 Jan 2011 to 14 Feb 2011)
-
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF21 Investment Adviser (25 Nov 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (26 May 2004 to 25 Nov 2004)
-
- Employed By (24 Feb 2004 to 20 Aug 2004)
-
- CF21 Investment Adviser (26 Sep 2003 to 20 Aug 2004)
- CF22 Investment Adviser (Trainee) (24 Feb 2003 to 26 Sep 2003)
-
- CF21 Investment Adviser (26 Sep 2003 to 20 Aug 2004)
- CF22 Investment Adviser (Trainee) (24 Feb 2003 to 26 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.