Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jan 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 19 Jan 2026)
- CF30 Customer (12 Jun 2018 to 8 Dec 2019)
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- CF21 Investment Adviser (17 Oct 2005 to 9 Jul 2007)
- CF22 Investment Adviser (Trainee) (29 Jun 2005 to 17 Oct 2005)
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- CF22 Investment Adviser (Trainee) (3 Mar 2004 to 28 Mar 2005)
- CF21 Investment Adviser (1 Dec 2001 to 2 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.