Andrew Douglas Neill

Last updated
2 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Acumen Financial Planning Limited

    FRN 218745

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 25 Apr 2023)
    • CF30 Customer (since 21 Apr 2023)
    • [FCA CF] Client dealing (since 13 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 13 Apr 2023)
  • Springgen Advice Ltd

    FRN 928966

    • (3)Employed By (since 21 Apr 2023)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • Appointed representative dealing with clients for which they require qualification (10 Feb 2022 to 30 Dec 2022)
    • CF30 Customer (3 Feb 2022 to 30 Dec 2022)
  • Create Financial Solutions Limited (no longer approved here)

    FRN 722497

    • Employed By (3 Feb 2022 to 30 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.