Andrew Edward Dargan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (30 Dec 2020 to 9 Nov 2022)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Nov 2022)
Four Oaks Financial Services Limited (no longer approved here)
FRN 616095
- (9)Employed By (30 Dec 2020 to 9 Nov 2022)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (28 Feb 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Nov 2004 to 28 Feb 2005)
Aviva Investors UK Fund Services Limited (no longer approved here)
FRN 119310
- CF21 Investment Adviser (1 Dec 2001 to 19 Feb 2002)
RBS Collective Investment Funds Limited (no longer approved here)
FRN 122139
- CF21 Investment Adviser (1 Dec 2001 to 19 Feb 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.