Quilter Financial Planning Solutions Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Dennis Loraine

  IRN ADL00017

  • CF30 Customer (1 Nov 2007 to 18 Dec 2009)
  • CF21 Investment Adviser (4 Sep 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (10 Apr 2007 to 4 Sep 2007)
• Andrew Douglas Neill

  IRN AXG00504

  • Appointed representative dealing with clients for which they require qualification (10 Feb 2022 to 30 Dec 2022)
  • CF30 Customer (3 Feb 2022 to 30 Dec 2022)
• Andrew Doyle

  IRN ACD00009

  • [FCA CF] Manager of certification employee (1 Sep 2020 to 14 Aug 2023)
• Andrew Dutton

  IRN ACD00011

  • CF22 Investment Adviser (Trainee) (24 Jul 2003 to 16 Dec 2004)
• Andrew Edward Dargan

  IRN AXD00103

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (28 Feb 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (17 Nov 2004 to 28 Feb 2005)
• Andrew Fish

  IRN AXF00030

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (25 Nov 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (26 May 2004 to 25 Nov 2004)
• Andrew Gane

  IRN AXG00079

  • CF30 Customer (1 Nov 2007 to 19 Sep 2011)
  • CF21 Investment Adviser (11 Nov 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (29 Jun 2004 to 11 Nov 2004)
• Andrew Gardner

  IRN AXG00101

  • CF21 Investment Adviser (17 Oct 2005 to 9 Jul 2007)
  • CF22 Investment Adviser (Trainee) (29 Jun 2005 to 17 Oct 2005)
• Andrew George Milnes

  IRN AGM00041

  • CF30 Customer (1 Nov 2007 to 20 Nov 2009)
  • CF21 Investment Adviser (9 Jan 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (2 Oct 2003 to 9 Jan 2004)
• Andrew Gibbs

  IRN AXG00133

  • CF30 Customer (1 Nov 2007 to 14 Apr 2011)
  • CF22 Investment Adviser (Trainee) (10 May 2004 to 31 Oct 2007)

• A.B.M. Financial Management Ltd (no longer appointed)

  FRN 193039 · Appointed 11 Sep 2000 · Until 28 Feb 2002

• The Financial Planning Partnership (no longer appointed)

  FRN 200456 · Appointed 5 Sep 2000 · Until 28 Feb 2002

• Priory Financial Services (no longer appointed)

  FRN 200455 · Appointed 5 Sep 2000 · Until 28 Feb 2002

• South Cumbria Financial Services (no longer appointed)

  FRN 156527 · Appointed 14 Aug 2000 · Until 28 Feb 2002

• PMc Financial Services (no longer appointed)

  FRN 193162 · Appointed 11 Aug 2000 · Until 28 Feb 2002

• CP Financial Consultants (no longer appointed)

  FRN 192707 · Appointed 9 Aug 2000 · Until 28 Feb 2002

• Trinity Financial Services (no longer appointed)

  FRN 193159 · Appointed 9 Aug 2000 · Until 28 Feb 2002

• Devon & Cornwall Financial Services (no longer appointed)

  FRN 178899 · Appointed 8 Aug 2000 · Until 28 Feb 2002

• R&R Associates (no longer appointed)

  FRN 156120 · Appointed 7 Aug 2000 · Until 28 Feb 2002

• Avocet Financial Management (no longer appointed)

  FRN 200454 · Appointed 28 Jul 2000 · Until 28 Feb 2002

No changes recorded yet.