Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
2 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Anthony Pearn

    IRN MAP00093

    • (3744)CF30 Customer (12 Sep 2013 to 21 Mar 2016)
  • Mark Anthony Roger Curtis

    IRN MAC00018

    • (6344)CF30 Customer (10 Apr 2012 to 22 Jun 2018)
  • Mark Antony Marsh

    IRN MAM00009

    • (5089)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (5091)CF21 Investment Adviser (31 May 2006 to 31 Oct 2007)
    • (5090)CF22 Investment Adviser (Trainee) (29 Nov 2005 to 31 May 2006)
  • Mark Arthur Jolley

    IRN MAJ00039

    • (5651)CF30 Customer (1 Nov 2007 to 23 May 2011)
    • (5653)CF21 Investment Adviser (11 Sep 2007 to 31 Oct 2007)
    • (5652)CF22 Investment Adviser (Trainee) (26 Jun 2007 to 11 Sep 2007)
  • Mark Biddlecombe

    IRN MXB00161

    • (3231)CF30 Customer (1 Nov 2007 to 15 Dec 2008)
    • (3233)CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
    • (3232)CF22 Investment Adviser (Trainee) (6 Jan 2005 to 19 May 2005)
  • Mark Bulley

    IRN MXB00166

    • (430)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (431)[FCA CF] Functions requiring qualifications (since 22 May 2023)
    • (5291)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Apr 2023)
    • (5289)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • (5290)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Mark Casebourne Wade

    IRN MCW00006

    • (6224)CF30 Customer (1 Nov 2007 to 31 Dec 2011)
    • (6226)CF21 Investment Adviser (22 Jun 2004 to 31 Oct 2007)
    • (6225)CF22 Investment Adviser (Trainee) (7 Aug 2003 to 22 Jun 2004)
  • Mark Charles Sloman

    IRN MCS00049

    • (1408)CF30 Customer (1 Nov 2007 to 8 Jul 2011)
    • (1410)CF21 Investment Adviser (4 May 2007 to 31 Oct 2007)
    • (1409)CF22 Investment Adviser (Trainee) (7 Dec 2006 to 4 May 2007)
  • Mark Charles Vincent Smith

    IRN MCS00024

    • (4281)CF30 Customer (1 Nov 2007 to 6 Oct 2010)
    • (4283)CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)
    • (4282)CF22 Investment Adviser (Trainee) (24 Apr 2007 to 28 Aug 2007)
  • Mark Christie

    IRN MXC00153

    • (677)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (678)4. Giving personal recommendations on retail investment products which are not broker funds
    • (679)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (6095)CF30 Customer (2 May 2008 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Acorn Financial

  2. trading name added: Ackroyd Financial Solutions

  3. trading name added: Acer Investments

  4. trading name added: Accessible Financial Solutions

  5. trading name added: Access Financial Solution

  6. trading name added: Ad Valorem Financial Planning

  7. trading name added: ACT Financial Services

  8. trading name added: Acornoak Investment Consultants

  9. trading name added: Acorn Investments

  10. trading name added: Acorn Financial Planning

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