Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2025)
- CF30 Customer (15 Apr 2016 to 8 Dec 2019)
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- CF30 Customer (5 Mar 2014 to 21 Jan 2016)
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- (15)Employed By (5 Mar 2014 to 21 Jan 2016)
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- CF30 Customer (12 Sep 2013 to 21 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 6 May 2013)
- CF21 Investment Adviser (14 Sep 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (18 Aug 2006 to 14 Sep 2006)
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- (13)Employed By (16 Aug 2006 to 6 May 2013)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (13)Employed By at Salisbury House Limited