Mark Casebourne Wade

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 3 Jan 2024)
    • CF30 Customer (since 31 Dec 2023)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (288)Employed By (since 31 Dec 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (17 Mar 2022 to 15 Dec 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Dec 2023)
    • CF30 Customer (2 Nov 2016 to 15 Dec 2023)
  • Wade Associates Limited (no longer approved here)

    FRN 762294

    • Employed By (2 Nov 2016 to 15 Dec 2023)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (19 Dec 2014 to 7 Dec 2016)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
    • CF21 Investment Adviser (22 Jun 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Aug 2003 to 22 Jun 2004)
  • Park Row Associates (k508) (no longer approved here)

    FRN 190108

    • (256)Employed By (20 Jun 2002 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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