Mark Anthony Roger Curtis

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 3 Apr 2024)
    • [FCA CF] Client dealing (since 15 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 15 Jan 2024)
  • Doyle & Palmer Wealth Management Limited

    FRN 836767

    • (9)Employed By (since 3 Apr 2024)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Functions requiring qualifications (28 Apr 2020 to 23 Oct 2023)
    • [FCA CF] Client dealing (28 Apr 2020 to 23 Oct 2023)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (10 Apr 2012 to 22 Jun 2018)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 28 Feb 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (19 Dec 2002 to 5 Jun 2003)
    • CF22 Investment Adviser (Trainee) (24 Sep 2002 to 19 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.