Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 21. Advising or arranging (bringing about) equity release transactions
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
- [FCA CF] Client dealing (since 10 Dec 2019)
- CF30 Customer (21 Aug 2008 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 15 Dec 2008)
- CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 Jan 2005 to 19 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.