Mark Charles Vincent Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 May 2023)
    • CF30 Customer (24 Aug 2011 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 6 Oct 2010)
    • CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Apr 2007 to 28 Aug 2007)
  • MGA Financial Planning Limited (no longer approved here)

    FRN 192765

    • (3)Employed By (15 Mar 2004 to 26 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.