Quilter Financial Limited

Date authorised
1 April 2013
Companies House
06784783
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to counselling for investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Fletcher

    IRN MXF01423

    • CF30 Customer (23 Dec 2010 to 31 Dec 2014)
  • Mark Frost

    IRN MXF02057

    • CF30 Customer (5 May 2017 to 23 May 2017)
  • Mark John Quinn

    IRN MJQ01010

    • CF30 Customer (25 Jun 2013 to 28 Oct 2013)
  • Mark John Streatfield

    IRN MJS00036

    • CF1 Director (AR) (10 Dec 2012 to 30 Apr 2014)
    • CF30 Customer (4 Apr 2012 to 30 Apr 2014)
  • Mark Jones

    IRN MXJ00070

    • [FCA CF] Manager of certification employee (since 1 Dec 2023)
    • [FCA CF] Client dealing (1 Sep 2020 to 1 Dec 2023)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 1 Dec 2023)
  • Mark Oscar Satchel

    IRN MOS01018

    • SMF2 Chief Finance (since 14 Sep 2023)
    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 13 Sep 2023)
    • CF1 Director (13 Mar 2019 to 8 Dec 2019)
  • Mark Stallard

    IRN MXS02725

    • CF30 Customer (23 Jun 2010 to 5 Jul 2013)
  • Mark Steven Gordon

    IRN MSG01077

    • CF30 Customer (9 Sep 2019 to 22 Sep 2020)
  • Mark Turner

    IRN MDT00021

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 23 Jul 2021)
  • Mark William Dallas

    IRN MWD00026

    • [FCA CF] Significant management (1 Sep 2020 to 9 Dec 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.