Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 7 Jan 2026)
    • CF30 Customer (since 2 Oct 2025)
    • (3)Employed By (since 10 Nov 2025)
  • In Partnership Financial Advisers Limited (no longer approved here)

    FRN 744728

    • (30)Employed By (2 Oct 2025 to 10 Nov 2025)
  • Argentis Wealth Management Ltd (no longer approved here)

    FRN 419331

    • [FCA CF] Functions requiring qualifications (12 Apr 2021 to 31 Mar 2024)
    • [FCA CF] Client dealing (12 Apr 2021 to 31 Mar 2024)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (10 Dec 2012 to 30 Apr 2014)
    • CF30 Customer (4 Apr 2012 to 30 Apr 2014)
  • Cedar Wealth Limited (no longer approved here)

    FRN 591372

    • Employed By (19 Nov 2012 to 30 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

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