Mark Frost

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 21 Apr 2020)
    • Appointed representative dealing with clients for which they require qualification (since 21 Apr 2020)
    • [FCA CF] Client dealing (since 21 Apr 2020)
    • CF30 Customer (since 20 Apr 2020)
    • CF1 Director (AR) (since 20 Apr 2020)
    • [PRA CF] Key function holder (21 Apr 2020 to 22 Apr 2020)
  • Gateway Financial Planning Limited

    FRN 791838

    • (1)Employed By (since 1 Mar 2019)
    • (1)Employed By (24 Oct 2018 to 13 Jul 2020)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (5 May 2017 to 23 May 2017)
  • Alexander House Financial Services Limited (no longer approved here)

    FRN 601371

    • Employed By (5 May 2017 to 23 May 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.