Mark William Dallas

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (13 Sep 2021 to 31 Jan 2022)
    • [FCA CF] Significant management (1 Sep 2020 to 9 Dec 2021)
    • CF1 Director (AR) (30 Jun 2008 to 31 Jan 2022)
    • CF30 Customer (1 Nov 2007 to 31 Jan 2022)
    • CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (30 Nov 2005 to 31 Oct 2007)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • [FCA CF] Significant management (1 Sep 2020 to 9 Dec 2021)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • [FCA CF] Significant management (1 Sep 2020 to 9 Dec 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • [FCA CF] Significant management (1 Sep 2020 to 9 Dec 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • [FCA CF] Significant management (1 Sep 2020 to 9 Dec 2021)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • [FCA CF] Significant management (1 Sep 2020 to 9 Dec 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.