Quilter Financial Limited

Date authorised
1 April 2013
Companies House
06784783
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to counselling for investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ann Maria Hermitage

    IRN AMH00031

    • CF30 Customer (8 Sep 2010 to 30 Jun 2014)
    • CF1 Director (AR) (8 Sep 2010 to 30 Jun 2014)
  • Annabel Speakman

    IRN AKP01051

    • CF30 Customer (31 Oct 2011 to 7 Mar 2014)
  • Anne Cowan Munro

    IRN ACM00042

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Oct 2024)
    • CF30 Customer (3 Oct 2014 to 31 Oct 2024)
  • Anthony Cribb

    IRN AXC00158

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 31 May 2022)
  • Anthony Gareth Davies

    IRN AGD00013

    • CF30 Customer (14 Feb 2012 to 14 Feb 2012)
  • Anthony Jackson Morrow

    IRN AXM01751

    • CF11 Money Laundering Reporting (10 Aug 2012 to 18 Oct 2013)
    • CF10 Compliance Oversight (10 Aug 2012 to 18 Oct 2013)
    • Responsible for Insurance Mediation (30 Jul 2009 to 4 Apr 2013)
    • CF1 Director (30 Jul 2009 to 18 Oct 2013)
  • Anthony John Carroll

    IRN AJC01496

    • CF11 Money Laundering Reporting (17 Oct 2013 to 17 Apr 2015)
    • Responsible for Insurance Mediation (17 Oct 2013 to 17 Apr 2015)
    • CF1 Director (17 Oct 2013 to 17 Apr 2015)
    • CF10 Compliance Oversight (17 Oct 2013 to 17 Apr 2015)
  • Anthony John Summers

    IRN AJS00223

    • CF1 Director (AR) (19 Aug 2010 to 15 Sep 2012)
  • Anthony Martin Pomphrett

    IRN AMP00029

    • CF1 Director (AR) (20 Dec 2011 to 30 Jun 2017)
    • CF4 Partner (AR) (20 Dec 2011 to 5 Jun 2015)
  • Anthony Robert Ferns

    IRN TXF00019

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Dec 2021)
    • CF1 Director (AR) (6 May 2014 to 28 Dec 2021)
    • CF4 Partner (AR) (1 Nov 2010 to 1 Apr 2014)
    • CF30 Customer (1 Nov 2010 to 28 Dec 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.