Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (56)Employed By (since 7 May 2025)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 19 Jan 2022)
    • CF30 Customer (since 19 Jan 2022)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jan 2022)
    • (3)Employed By (since 19 Jan 2022)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Dec 2021)
    • CF1 Director (AR) (6 May 2014 to 28 Dec 2021)
    • CF4 Partner (AR) (1 Nov 2010 to 1 Apr 2014)
    • CF30 Customer (1 Nov 2010 to 28 Dec 2021)
  • Birkdale Financial Solutions Limited (no longer approved here)

    FRN 750841

    • Employed By (18 Jul 2016 to 28 Dec 2021)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 1 Nov 2010)
    • CF4 Partner (AR) (30 May 2006 to 1 Nov 2010)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Byrne & Ferns Limited (no longer approved here)

    FRN 215918

    • Employed By (19 Jan 2005 to 11 May 2017)

Recent activity

Updates to this individual's record on the FCA register.

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