Anthony Martin Pomphrett

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • POSITIVE PROPERTY FINANCE LTD

    FRN 702870

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 31 Mar 2017)
    • CF10 Compliance Oversight (31 Mar 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (31 Mar 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (31 Mar 2017 to 30 Sep 2018)
    • CF1 Director (24 Nov 2015 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF4 Partner (AR) (20 Dec 2011 to 5 Jun 2015)
    • CF1 Director (AR) (20 Dec 2011 to 30 Jun 2017)
  • W P Property Finance Limited (no longer approved here)

    FRN 570088

    • Employed By (20 Dec 2011 to 30 Jun 2017)
  • Williams & Pomphrett (no longer approved here)

    FRN 570250

    • Employed By (20 Dec 2011 to 24 Jul 2015)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 5 Apr 2012)
    • CF21 Investment Adviser (23 Jul 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Jun 2002 to 23 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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