Anthony John Carroll

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Currys Group Limited (no longer approved here)
FRN 680982
- SMF16 Compliance Oversight (19 Aug 2020 to 31 Aug 2023)
Quilter Financial Limited (no longer approved here)
FRN 497604
- CF1 Director (17 Oct 2013 to 17 Apr 2015)
- CF10 Compliance Oversight (17 Oct 2013 to 17 Apr 2015)
- CF11 Money Laundering Reporting (17 Oct 2013 to 17 Apr 2015)
- Responsible for Insurance Mediation (17 Oct 2013 to 17 Apr 2015)
Bankhall Support Services Limited (no longer approved here)
FRN 164877
- CF11 Money Laundering Reporting (10 Feb 2010 to 25 Aug 2010)
- CF10 Compliance Oversight (5 Jan 2009 to 5 Apr 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.