Quilter Financial Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to counselling for investment advice

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nigel Gavin Forde

  IRN NGF00002

  • Appointed representative dealing with clients for which they require qualification (30 Jul 2020 to 19 Nov 2021)
  • CF30 Customer (30 Apr 2015 to 26 May 2015)
• Nigel John Fewings Court

  IRN NJC01192

  • CF30 Customer (2 Jan 2012 to 31 Dec 2014)
• Nigel Robert Porter

  IRN NRP00002

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Aug 2025)
  • CF30 Customer (21 Jul 2014 to 22 Aug 2025)
• Nigel Strong

  IRN NRS00020

  • [FCA CF] Manager of certification employee (1 Sep 2020 to 11 Apr 2021)
• Nigel Trafford Bilton

  IRN NXB00101

  • CF30 Customer (12 Nov 2012 to 24 Feb 2017)
• Nikki Barker

  IRN NXB01422

  • CF30 Customer (16 Jul 2010 to 10 Jun 2013)
  • CF4 Partner (AR) (16 Jul 2010 to 10 Jun 2013)
• Nikky Broumley

  IRN NXB00099

  • CF1 Director (AR) (2 Jan 2020 to 2 Dec 2021)
• Nikola Jane Doeg

  IRN NXD00252

  • CF1 Director (AR) (since 6 Mar 2023)
• Noel James Stubley

  IRN NJS01224

  • CF29 Significant management (7 Feb 2013 to 18 Oct 2013)
• Norman Derek Francis

  IRN NDF00004

  • CF30 Customer (1 Mar 2012 to 31 Dec 2012)

• Be Money Savvy Ltd (no longer appointed)

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• Harcourt Financial Planners Limited (no longer appointed)

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• Kingsley James Financial Planning Ltd (no longer appointed)

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• Helpful Insurance Services Limited (no longer appointed)

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• Campbell Alexander Financial Management Ltd (no longer appointed)

  FRN 602303 · Appointed 7 Jun 2013 · Until 30 Sep 2018

• HK Financial Solutions Limited (no longer appointed)

  FRN 598290 · Appointed 2 Apr 2013 · Until 21 Oct 2016

• Ronald Middleton (no longer appointed)

  FRN 598307 · Appointed 2 Apr 2013 · Until 10 Feb 2014

• Harmer Financial Services Limited (no longer appointed)

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No changes recorded yet.