Nikky Broumley

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finli (G&P) Ltd

    FRN 142752

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 13 Nov 2025)
    • CF30 Customer (since 13 Nov 2025)
    • Appointed representative dealing with clients for which they require qualification (since 13 Nov 2025)
  • Finli (IPWM) Limited

    FRN 591331

    • (2)Employed By (since 13 Nov 2025)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (2 Jan 2020 to 2 Dec 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Dec 2025)
    • CF1 Director (AR) (14 Dec 2012 to 4 Dec 2025)
    • CF30 Customer (14 Dec 2012 to 4 Dec 2025)
  • Sterling Partnership Limited (no longer approved here)

    FRN 213084

    • Employed By (21 Dec 2018 to 9 Dec 2025)
  • Total Financial Services Ltd (no longer approved here)

    FRN 543500

    • Employed By (3 Jan 2018 to 19 Feb 2025)
  • Bentley Brear Limited (no longer approved here)

    FRN 220976

    • Employed By (15 Sep 2015 to 28 May 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (15 Sep 2015 to 4 Dec 2025)
  • Insight Financial Management Ltd (no longer approved here)

    FRN 230002

    • (17)Employed By (24 Apr 2013 to 16 Sep 2022)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (27 Feb 2008 to 4 Dec 2025)
    • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
    • CF21 Investment Adviser (2 Dec 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Finli (IPWM) Limited

  2. controlled function added: (2)Employed By at Finli (IPWM) Limited