Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 11. Pension transfer specialist
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- CF1 Director (AR) (since 5 Dec 2024)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 27 Feb 2017)
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Cubik Wealth Management Limited
FRN 1022262
- Employed By (since 5 Dec 2024)
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- (8)Employed By (27 Feb 2017 to 10 Jan 2025)
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- CF30 Customer (12 Nov 2012 to 24 Feb 2017)
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- Employed By (23 Jun 2009 to 2 Jul 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.