Nigel Gavin Forde

• Ascot Lloyd Limited

  FRN 578614

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 11 Jan 2022)
  • [FCA CF] Functions requiring qualifications (since 11 Jan 2022)
• Quilter Financial Limited (no longer approved here)

  FRN 497604

  • Appointed representative dealing with clients for which they require qualification (30 Jul 2020 to 19 Nov 2021)
  • CF30 Customer (30 Apr 2015 to 26 May 2015)
• Alexander House Financial Planning Limited (no longer approved here)

  FRN 791612

  • (34)Employed By (30 Jul 2020 to 19 Nov 2021)
• Oracle Consultants Ltd (no longer approved here)

  FRN 618258

  • CF30 Customer (6 Sep 2019 to 1 Oct 2019)
• EB ASSOCIATES GROUP LIMITED (no longer approved here)

  FRN 707424

  • CF30 Customer (23 Jul 2018 to 8 Dec 2019)
• Alexander House Financial Services Limited (no longer approved here)

  FRN 601371

  • Employed By (13 Apr 2015 to 26 May 2015)
• Bank of Scotland plc (no longer approved here)

  FRN 169628

  • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
  • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
• Birmingham Midshires Financial Services Limited (no longer approved here)

  FRN 169484

  • Employed By (8 Feb 2005 to 28 Oct 2005)
• Elevate Portfolio Services Limited (no longer approved here)

  FRN 144849

  • CF21 Investment Adviser (25 Nov 2002 to 31 Dec 2004)
  • CF22 Investment Adviser (Trainee) (7 Jun 2002 to 25 Nov 2002)
• Aviva Administration Limited (no longer approved here)

  FRN 185746

  • CF21 Investment Adviser (25 Nov 2002 to 31 Dec 2004)
  • CF22 Investment Adviser (Trainee) (7 Jun 2002 to 25 Nov 2002)

No changes recorded yet.