Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 20 Aug 2025)
    • CF30 Customer (since 15 Jul 2025)
    • (9)Employed By (since 15 Jul 2025)
    • (42)Employed By (26 Apr 2023 to 29 Aug 2025)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Aug 2025)
    • CF30 Customer (21 Jul 2014 to 22 Aug 2025)
  • Timber Finance Limited (no longer approved here)

    FRN 626288

    • Employed By (21 Jul 2014 to 17 Feb 2015)
  • Alexander House Financial Services Limited (no longer approved here)

    FRN 601371

    • Employed By (14 Mar 2014 to 31 Oct 2014)
  • Henshall Mortgage Services Ltd (no longer approved here)

    FRN 231174

    • (3)Employed By (28 Jan 2004 to 13 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

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