Quilter Financial Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to counselling for investment advice

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Colin Thomson

  IRN CDT00010

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Aug 2025)
  • CF30 Customer (2 Jan 2019 to 22 Aug 2025)
• Connor Smith Mackenzie

  IRN CXM00985

  • Appointed representative dealing with clients for which they require qualification (8 Jan 2024 to 28 Feb 2025)
  • CF30 Customer (21 Dec 2023 to 28 Feb 2025)
• Craig Anthony Paley

  IRN CAP00008

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF1 Director (AR) (since 13 Dec 2016)
  • CF30 Customer (since 9 Nov 2012)
• Craig Douglas Barrie

  IRN CDB00004

  • CF30 Customer (20 Jan 2011 to 31 Dec 2012)
  • CF4 Partner (AR) (20 Jan 2011 to 31 Dec 2012)
• Damian John Fowkes

  IRN DJF00042

  • CF1 Director (AR) (14 Jun 2012 to 11 Dec 2017)
  • CF30 Customer (14 Jun 2012 to 11 Dec 2017)
• Damian Jon Alec Mitchell

  IRN DJM00198

  • CF30 Customer (5 Aug 2013 to 10 Apr 2018)
  • CF1 Director (AR) (5 Aug 2013 to 10 Apr 2018)
• Daniel Brian Gallen

  IRN DBG01014

  • CF1 Director (AR) (30 Mar 2011 to 15 May 2012)
  • CF30 Customer (30 Mar 2011 to 15 May 2012)
• Daniel Freeman

  IRN DXF01500

  • CF30 Customer (16 May 2014 to 15 Aug 2014)
• Daniel Hunter

  IRN DXH01427

  • CF30 Customer (10 Nov 2010 to 30 Jun 2013)
  • CF1 Director (AR) (10 Nov 2010 to 30 Jun 2013)
• Daniel Ian Edward Prosser

  IRN DIP01016

  • CF30 Customer (16 Dec 2015 to 28 Jul 2017)

• Be Money Savvy Ltd (no longer appointed)

  FRN 602097 · Appointed 12 Sep 2013 · Until 31 Oct 2016

• Parker Castle Limited (no longer appointed)

  FRN 163031 · Appointed 23 Jul 2013 · Until 12 Mar 2021

• Brightside Financial Planning LLP (no longer appointed)

  FRN 603923 · Appointed 8 Jul 2013 · Until 14 Mar 2024

• Harcourt Financial Planners Limited (no longer appointed)

  FRN 603707 · Appointed 4 Jul 2013 · Until 10 Apr 2018

• Kingsley James Financial Planning Ltd (no longer appointed)

  FRN 602858 · Appointed 21 Jun 2013 · Until 8 Nov 2017

• Helpful Insurance Services Limited (no longer appointed)

  FRN 602495 · Appointed 12 Jun 2013 · Until 28 Sep 2017

• Campbell Alexander Financial Management Ltd (no longer appointed)

  FRN 602303 · Appointed 7 Jun 2013 · Until 30 Sep 2018

• HK Financial Solutions Limited (no longer appointed)

  FRN 598290 · Appointed 2 Apr 2013 · Until 21 Oct 2016

• Ronald Middleton (no longer appointed)

  FRN 598307 · Appointed 2 Apr 2013 · Until 10 Feb 2014

• Harmer Financial Services Limited (no longer appointed)

  FRN 597956 · Appointed 26 Mar 2013 · Until 13 Sep 2016

No changes recorded yet.