Daniel Brian Gallen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Mar 2024)
    • CF1 Director (AR) (14 Jun 2012 to 22 Mar 2024)
    • CF30 Customer (14 Jun 2012 to 22 Mar 2024)
  • 3D Wealth Partners Limited (no longer approved here)

    FRN 522995

    • Employed By (14 Jun 2012 to 22 Mar 2024)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (30 Mar 2011 to 15 May 2012)
    • CF30 Customer (30 Mar 2011 to 15 May 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (23 Oct 2008 to 30 Sep 2009)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Nov 2007 to 13 May 2008)
    • CF22 Investment Adviser (Trainee) (6 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.