Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 11 Dec 2018)
    • (9)Employed By (since 11 Dec 2018)
  • Fairey Associates Ltd (no longer approved here)

    FRN 481350

    • CF30 Customer (31 Jul 2017 to 10 Dec 2018)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (16 Dec 2015 to 28 Jul 2017)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Temple Wealth Management Ltd

  2. controlled function added: (9)Employed By at Temple Wealth Management Ltd