Damian Jon Alec Mitchell

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Harcourt Financial Limited

    FRN 784174

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (1 Dec 2017 to 8 Dec 2019)
    • CF1 Director (1 Dec 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2017 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Dec 2017 to 30 Sep 2018)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (5 Aug 2013 to 10 Apr 2018)
    • CF1 Director (AR) (5 Aug 2013 to 10 Apr 2018)
  • PSA Financial Services Limited (no longer approved here)

    FRN 231108

    • CF30 Customer (1 Nov 2007 to 11 Sep 2013)
    • CF21 Investment Adviser (28 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.