Damian John Fowkes

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Apex Wealth Management Limited

    FRN 842402

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Nov 2020)
    • [FCA CF] Client dealing (since 2 Nov 2020)
    • Responsible for Insurance Distribution (since 11 Dec 2019)
    • SMF16 Compliance Oversight (since 11 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Dec 2019)
    • SMF3 Executive Director (since 11 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (14 Jun 2012 to 11 Dec 2017)
    • CF30 Customer (14 Jun 2012 to 11 Dec 2017)
  • Apex Wealth Management Limited (no longer approved here)

    FRN 582717

    • Employed By (14 Jun 2012 to 9 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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