Pyrford International Limited

• Principal Place of Business

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442035308517

  Web

  https://www.columbiathreadneedle.com/en/pyrford-international/

• Complaints Contact

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442035308517

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to dealing-only activities.
  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.
  • · Limited to investment management activities for the specified customer types.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Paul Russell Heaton

  IRN PRH01092

  • CF30 Customer (1 Nov 2007 to 30 Mar 2012)
  • CF27 Investment Management (25 Aug 2006 to 31 Oct 2007)
• Peter John Moran

  IRN PJM01327

  • [FCA CF] Manager of certification employee (since 1 Apr 2025)
  • [FCA CF] Material risk taker (since 1 Aug 2024)
  • [FCA CF] Client dealing (since 1 Jun 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF22 Investment Adviser (Trainee) (13 Oct 2003 to 31 Oct 2007)
• Richard Charles Wilson

  IRN RCW01059

  • CF1 Director (18 Oct 2017 to 23 May 2019)
• Richard James Stewart

  IRN RXS25242

  • SMF3 Executive Director (25 Mar 2020 to 8 Nov 2021)
• Richard Wintle

  IRN RXW00216

  • [FCA CF] Material risk taker (since 18 Feb 2022)
  • [FCA CF] Significant management (since 18 Feb 2022)
• Robert Maskew Cowper

  IRN RMC01091

  • CF2 Non Executive Director (4 Feb 2002 to 14 Dec 2007)
• Roderick Alan Lewis

  IRN RAL01145

  • [FCA CF] Client dealing (since 1 Jun 2020)
  • CF30 Customer (2 Dec 2013 to 8 Dec 2019)
• SARAH ANNE Weind

  IRN SAW01292

  • [FCA CF] Significant management (1 Jun 2020 to 8 Nov 2021)
  • [FCA CF] Material risk taker (1 Jun 2020 to 8 Nov 2021)
  • CF28 Systems and controls (11 Apr 2018 to 8 Dec 2019)
• SCOTT JOSEPH Matthews

  IRN SJM01482

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 8 Nov 2021)
  • CF2 Non Executive Director (27 Jun 2019 to 8 Dec 2019)
  • CF1 Director (19 Jun 2009 to 27 Jun 2019)
  • CF28 Systems and controls (8 Jan 2008 to 30 Apr 2015)
• Scott James Cavanagh

  IRN SXC01024

  • SMF3 Executive Director (since 8 Aug 2023)

No changes recorded yet.