SARAH ANNE Weind

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • [FCA CF] Material risk taker (1 Jun 2020 to 8 Nov 2021)
    • [FCA CF] Significant management (1 Jun 2020 to 8 Nov 2021)
    • CF28 Systems and controls (11 Apr 2018 to 8 Dec 2019)
  • Pyrford International Limited (no longer approved here)

    FRN 122137

    • [FCA CF] Material risk taker (1 Jun 2020 to 8 Nov 2021)
    • [FCA CF] Significant management (1 Jun 2020 to 8 Nov 2021)
    • CF28 Systems and controls (11 Apr 2018 to 8 Dec 2019)
  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • [FCA CF] Material risk taker (1 Jun 2020 to 30 Mar 2022)
    • SMF5 Head of Internal Audit (9 Dec 2019 to 29 Mar 2022)
    • CF28 Systems and controls (5 Oct 2017 to 8 Dec 2019)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • [FCA CF] Material risk taker (9 Dec 2019 to 8 Nov 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 8 Nov 2021)
    • CF28 Systems and controls (11 Apr 2018 to 8 Dec 2019)
  • Columbia Threadneedle REP AM Limited (no longer approved here)

    FRN 119283

    • CF28 Systems and controls (11 Apr 2018 to 8 Dec 2019)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • CF28 Systems and controls (11 Apr 2018 to 8 Dec 2019)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • CF28 Systems and controls (11 Apr 2018 to 8 Dec 2019)
  • Bank of Montreal (no longer approved here)

    FRN 124788

    • SMF5 Head of Internal Audit (18 Sep 2017 to 22 Feb 2022)

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Updates to this individual's record on the FCA register.

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