Roderick Alan Lewis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Pyrford International Limited
FRN 122137
- [FCA CF] Client dealing (since 1 Jun 2020)
- CF30 Customer (2 Dec 2013 to 8 Dec 2019)
LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119272
- CF30 Customer (9 Jan 2008 to 22 Nov 2013)
CCLA INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119281
- CF27 Investment Management (21 Aug 2006 to 27 Jul 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.