Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Montreal (no longer approved here)

    FRN 124788

    • [FCA CF] Material risk taker (1 Jun 2022 to 10 Jan 2025)
    • SMF2 Chief Finance (7 Mar 2016 to 10 Jan 2025)
    • CF28 Systems and controls (21 Jun 2013 to 6 Mar 2016)
  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • [FCA CF] Material risk taker (1 Jun 2020 to 10 Jan 2025)
    • SMF3 Executive Director (9 Dec 2019 to 10 Jan 2025)
    • SMF2 Chief Finance (9 Dec 2019 to 10 Jan 2025)
    • CF1 Director (25 Jun 2013 to 8 Dec 2019)
    • CF28 Systems and controls (21 Jun 2013 to 8 Dec 2019)
  • Pyrford International Limited (no longer approved here)

    FRN 122137

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 8 Nov 2021)
    • CF2 Non Executive Director (27 Jun 2019 to 8 Dec 2019)
    • CF1 Director (19 Jun 2009 to 27 Jun 2019)
    • CF28 Systems and controls (8 Jan 2008 to 30 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

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