Date authorised
1 April 2013
Companies House
02096061
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 4 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 5 limitations
    • · Limited to dealing-only activities.
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 3 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 4 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to transaction-only activities.
    • · Limited to investment management activities for the specified customer types.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Coulon

    IRN SMC01272

    • [FCA CF] Significant management (since 13 Dec 2021)
  • Stefan Bain

    IRN SXB01531

    • [FCA CF] Manager of certification employee (since 1 Apr 2025)
    • [FCA CF] Material risk taker (since 1 Aug 2024)
    • [FCA CF] Client dealing (since 1 Jun 2020)
    • CF30 Customer (14 Jun 2012 to 8 Dec 2019)
  • Steven Brown

    IRN SXB04053

    • [FCA CF] Material risk taker (since 24 Feb 2025)
  • Stewart Bennett

    IRN SXB01336

    • SMF3 Executive Director (since 2 Feb 2022)
  • Stuart James Woodyatt

    IRN SJW01453

    • [FCA CF] Manager of certification employee (18 Feb 2022 to 1 Mar 2023)
    • [FCA CF] Material risk taker (1 Jun 2020 to 1 Mar 2023)
    • [FCA CF] Significant management (1 Jun 2020 to 1 Mar 2023)
  • Suhail Afzal Arain

    IRN SAA01031

    • [FCA CF] Client dealing (since 1 Jun 2020)
    • [FCA CF] Material risk taker (since 1 Jun 2020)
    • CF30 Customer (15 Sep 2008 to 8 Dec 2019)
  • Sven Eastwood

    IRN SXE00144

    • [FCA CF] Material risk taker (since 23 Apr 2021)
  • Tammuz Emmanuelle Rhead

    IRN TXB00267

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (22 Jun 2023 to 31 Dec 2024)
  • Toby Maude

    IRN TFM01032

    • [FCA CF] Material risk taker (1 Jun 2020 to 30 Apr 2023)
    • [FCA CF] Significant management (1 Jun 2020 to 30 Apr 2023)
    • CF28 Systems and controls (30 Apr 2015 to 8 Dec 2019)
  • Victor Olubumi Williams

    IRN VOW01002

    • SMF16 Compliance Oversight (9 Dec 2019 to 8 Dec 2023)
    • CF11 Money Laundering Reporting (7 Jul 2010 to 25 Aug 2015)
    • CF10 Compliance Oversight (27 Jun 2008 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.