Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 31 Mar 2026)
    • [FCA CF] Manager of certification employee (since 10 Dec 2025)
    • [FCA CF] Significant management (since 10 Dec 2025)
    • [FCA CF] Material risk taker (since 24 Mar 2025)
    • SMF4 Chief Risk (since 15 Jan 2026)
    • [FCA CF] Material risk taker (since 24 Mar 2025)
    • [FCA CF] Client dealing (10 Dec 2025 to 2 Feb 2026)
    • SMF4 Chief Risk (since 15 Jan 2026)
    • [PRA CF] Key function holder (since 10 Dec 2025)
    • [FCA CF] Material risk taker (since 24 Mar 2025)
    • [FCA CF] Significant management (since 10 Dec 2025)
    • [FCA CF] Material risk taker (since 24 Mar 2025)
    • [FCA CF] Material risk taker (since 24 Mar 2025)
  • Pyrford International Limited (no longer approved here)

    FRN 122137

    • [FCA CF] Manager of certification employee (18 Feb 2022 to 1 Mar 2023)
    • [FCA CF] Material risk taker (1 Jun 2020 to 1 Mar 2023)
    • [FCA CF] Significant management (1 Jun 2020 to 1 Mar 2023)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • SMF9 Chair of the Governing Body (15 Feb 2022 to 1 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 1 Mar 2023)
    • CF1 Director (25 Oct 2018 to 8 Dec 2019)
    • CF28 Systems and controls (20 Apr 2015 to 8 Dec 2019)
  • Columbia Threadneedle REP AM Limited (no longer approved here)

    FRN 119283

    • [FCA CF] Manager of certification employee (1 Jun 2021 to 28 Feb 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 28 Feb 2023)
    • CF28 Systems and controls (20 Apr 2015 to 8 Dec 2019)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • [FCA CF] Manager of certification employee (1 Jun 2021 to 28 Feb 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 28 Feb 2023)
    • CF28 Systems and controls (20 Apr 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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