Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • [FCA CF] Manager of certification employee (1 Jun 2021 to 1 Mar 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Mar 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Mar 2023)
    • CF28 Systems and controls (20 Apr 2015 to 8 Dec 2019)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • [FCA CF] Manager of certification employee (1 Jun 2021 to 28 Feb 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 28 Feb 2023)
    • CF28 Systems and controls (20 Apr 2015 to 8 Dec 2019)
  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • CF28 Systems and controls (8 Aug 2013 to 17 Nov 2014)
  • Hermes GPE LLP (no longer approved here)

    FRN 511314

    • CF28 Systems and controls (8 Aug 2013 to 17 Nov 2014)

Recent activity

Updates to this individual's record on the FCA register.

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