PSA Financial Services Limited

• Principal Place of Business

  P S A House

  3 Rose Way

  Blaby

  Leicester

  Leicestershire

  LE8 4BY

  UNITED KINGDOM

  Phone

  +4401162993000

  Web

  https://www.psafinancial.co.uk

• Complaints Contact

  P S A House

  3 Rose Way

  Blaby

  Leicester

  Leicestershire

  LE8 4BY

  UNITED KINGDOM

  Phone

  +4401162993000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Loans

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  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
  • · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums.

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Mark Andrew McReynolds

  IRN MXM00398

  • SMF3 Executive Director (since 3 Jun 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 3 Jun 2021)
• Martin John Andrews

  IRN MJA01074

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 8 Aug 2025)
  • [FCA CF] Functions requiring qualifications (since 8 Aug 2025)
• Matthew Barker

  IRN MXB13999

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jun 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 Jun 2021)
  • CF30 Customer (29 Apr 2019 to 8 Dec 2019)
• Mohammed Fulat

  IRN MXF00429

  • [FCA CF] Client dealing (7 Mar 2023 to 9 May 2024)
  • [FCA CF] Functions requiring qualifications (7 Mar 2023 to 9 May 2024)
• Neeraj Sood

  IRN NXS01801

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (14 Jan 2013 to 8 Dec 2019)
• Neil John Watson

  IRN NJW00021

  • CF30 Customer (1 Nov 2007 to 14 Dec 2008)
  • CF21 Investment Adviser (17 Nov 2006 to 31 Oct 2007)
• Oliver Geoffrey Alan Shenton

  IRN OXS12250

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2020)
  • CF30 Customer (18 Mar 2019 to 8 Dec 2019)
• Paul Daniel Smyth

  IRN PDS00080

  • SMF3 Executive Director (since 25 Feb 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Nov 2020)
  • SMF16 Compliance Oversight (since 20 Nov 2020)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
• Paul Leonard Johnson

  IRN PLJ00014

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Oct 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2024)
• Paul Semaine

  IRN PXS00206

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2020)
  • [FCA CF] Client dealing (1 Oct 2020 to 2 Oct 2020)

• Andrew Ford Financial Services Ltd (no longer appointed)

  FRN 497535 · Appointed 10 Mar 2009 · Until 3 Jan 2013

• Lawson-West Financial Services Ltd (no longer appointed)

  FRN 448992 · Appointed 8 Mar 2006 · Until 3 Jan 2013

No changes recorded yet.