PSA Financial Services Limited

• Principal Place of Business

  P S A House

  3 Rose Way

  Blaby

  Leicester

  Leicestershire

  LE8 4BY

  UNITED KINGDOM

  Phone

  +4401162993000

  Web

  https://www.psafinancial.co.uk

• Complaints Contact

  P S A House

  3 Rose Way

  Blaby

  Leicester

  Leicestershire

  LE8 4BY

  UNITED KINGDOM

  Phone

  +4401162993000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Loans

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  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
  • · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums.

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Paul Thomas Smith

  IRN PTS00002

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (3 Aug 2004 to 11 Mar 2019)
  • CF10 Compliance Oversight (3 Aug 2004 to 11 Mar 2019)
  • CF21 Investment Adviser (3 Aug 2004 to 31 Oct 2007)
  • CF1 Director (3 Aug 2004 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (3 Aug 2004 to 1 Nov 2007)
• Raividas Jarusaitis

  IRN RXJ09370

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 15 Mar 2022)
  • [FCA CF] Functions requiring qualifications (since 15 Mar 2022)
• Ravi Gill

  IRN RXG10243

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Jul 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jul 2021)
  • CF30 Customer (21 Jan 2019 to 8 Dec 2019)
• Richard Ian Booker

  IRN RIB01018

  • CF21 Investment Adviser (3 Aug 2004 to 30 Nov 2004)
• Robert Graham Handford

  IRN RGH00007

  • CF30 Customer (29 Apr 2008 to 14 Dec 2008)
• Robert Kinghorn

  IRN RGK00004

  • SMF16 Compliance Oversight (9 Dec 2019 to 28 Aug 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Aug 2020)
  • CF30 Customer (17 Nov 2009 to 8 Dec 2019)
  • CF10 Compliance Oversight (17 Nov 2009 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (17 Nov 2009 to 8 Dec 2019)
• Roger Smith

  IRN RXS00018

  • CF30 Customer (1 Nov 2007 to 12 Apr 2008)
  • CF21 Investment Adviser (3 Aug 2004 to 31 Oct 2007)
• Sachin Khakhar

  IRN SXK00626

  • [FCA CF] Functions requiring qualifications (24 Mar 2023 to 13 Dec 2023)
  • [FCA CF] Client dealing (24 Mar 2023 to 13 Dec 2023)
• Sonal Harish Amlani

  IRN SHA01043

  • CF30 Customer (13 Feb 2012 to 12 Jul 2014)

• Andrew Ford Financial Services Ltd (no longer appointed)

  FRN 497535 · Appointed 10 Mar 2009 · Until 3 Jan 2013

• Lawson-West Financial Services Ltd (no longer appointed)

  FRN 448992 · Appointed 8 Mar 2006 · Until 3 Jan 2013

No changes recorded yet.