Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 Aug 2024)
    • [FCA CF] Client dealing (since 23 Aug 2024)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • [FCA CF] Client dealing (27 Jun 2024 to 31 Jul 2024)
    • [FCA CF] Functions requiring qualifications (27 Jun 2024 to 31 Jul 2024)
  • PSA Financial Services Limited (no longer approved here)

    FRN 231108

    • [FCA CF] Functions requiring qualifications (7 Mar 2023 to 9 May 2024)
    • [FCA CF] Client dealing (7 Mar 2023 to 9 May 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.