Paul Daniel Smyth

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PSA Financial Services Limited
FRN 231108
- SMF3 Executive Director (since 25 Feb 2025)
- SMF16 Compliance Oversight (since 20 Nov 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Nov 2020)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
Westerby Investment Management Limited (no longer approved here)
FRN 125286
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Jul 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.