Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PSA Financial Services Limited
FRN 231108
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 8 Aug 2025)
- [FCA CF] Client dealing (since 8 Aug 2025)
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- [FCA CF] Functions requiring qualifications (1 Oct 2020 to 27 Jul 2023)
- [FCA CF] Client dealing (1 Oct 2020 to 27 Jul 2023)
- CF30 Customer (16 Jul 2019 to 8 Dec 2019)
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- CF30 Customer (9 May 2008 to 20 May 2008)
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- CF30 Customer (1 Nov 2007 to 28 Dec 2007)
- CF27 Investment Management (18 Aug 2003 to 31 Oct 2007)
- CF21 Investment Adviser (18 Aug 2003 to 31 Oct 2007)
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- CF27 Investment Management (1 Dec 2001 to 19 May 2003)
- CF26 Customer Trading (1 Dec 2001 to 19 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.