Neil John Watson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited

    FRN 134190

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (15 Aug 2011 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (2 Sep 2016 to 8 Dec 2019)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Client dealing (8 Feb 2021 to 1 Apr 2026)
    • [FCA CF] Functions requiring qualifications (8 Feb 2021 to 1 Apr 2026)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Jul 2022)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Jul 2022)
  • Evelyn Partners Discretionary Investment Management Limited (no longer approved here)

    FRN 147103

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Jul 2022)
  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Jul 2022)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Jul 2022)
  • PSA Financial Services Limited (no longer approved here)

    FRN 231108

    • CF30 Customer (1 Nov 2007 to 14 Dec 2008)
    • CF21 Investment Adviser (17 Nov 2006 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (18 Jan 2005 to 4 Nov 2006)
    • CF22 Investment Adviser (Trainee) (10 Feb 2004 to 18 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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